WebSep 1, 2024 · A Spoofing Record Breaker. On August 19, 2024, the Commodity Futures Trading Commission (“CFTC”) issued three orders filing and settling charges against a bank with a provisionally registered swap dealer (the “Firm”) requiring the Firm to pay $127.4 million for spoofing and making false statements, as well as for swap dealer compliance ... Web2 hours ago · The BoE said that it would recognise CFTC assessments of U.S.-based CCPs which operate in Britain. "This assessment enables the Bank to place reliance on the CFTC's supervision and oversight of ...
CFTC report: Climate change poses serious risk to financial system
Web-denials or revocations of registration by SEC or CFTC -findings that a member or person has made certain false statements in applications or reports made to SROs -DUIs must be disclosed on an original filing and an amendment must be made to an existing registration because a DUI involves arrest WebOrder Instituting Proceedings Pursuant To Section 6(C) And 6(D) Of The Commodity Exchange Act, Making Findings, and Imposing Remedial Sanctions, In the Mater of: The Bank of Nova Scotia, CFTC No. 18-50, Sept. 28, 2024. DOJ Nonprosecution Agreement, In Re: Merrill Lynch Commodities, Inc. Criminal Investigation, June 25, 2024. cigars port credit
SEC.gov JPMorgan Admits to Widespread Recordkeeping Failures …
WebCFTC Findings Interview: John Colas on the Findings of the Commodity Futures Trading Commission Report , Partner and Vice Chairman of Financial Services Americas, sat down with Joel Makower, GreenBiz Founder and Chairman, to discuss his work on the climate-related market risk subcommittee of the CFTC: WebApr 12, 2024 · ARLINGTON, Va. (AFNS)--The Air Force published its Global Futures Report April 12, assessing four potential operating environments Airmen may have to navigate in before the turn of the century.The report incorporates findings using Foresight Methodology to identify key forces and factors that will drive or constrain how the service … WebDec 29, 2024 · Throughout this time, the CFTC finds that Alameda used those funds to trade, invest, and engage in lending and borrowing. It wasn't until August 2024 that FTX opened its own bank account. But the... dhhr lewis county